Below are the Equity Trust Company Custodial Account Agreements and Disclosures.

Please select the Agreement that matches to your account type:

• Traditional, Roth and SEP IRA Custodial Account Agreements and Disclosure Statements
• Health Savings Account Custodial Account Agreement and Disclosure Statement
• Non-Retirement Custodial Account Agreement
• Coverdell Education Savings Account Custodial Account Agreement and Disclosure Statement
• SIMPLE IRA Custodial Account Agreement and Disclosure Statement

If Equity Trust serves as your account’s custodian, below is the applicable Equity Trust Privacy Notice:

• Equity Trust Company Privacy Notice
• Equity Trust Company Alternative Investments Fee Schedule – Effective April 1, 2026
• ETC Brokerage Non-Managed Account Fee Schedule

A copy of the fee schedule for your Equity Trust account can be found at the above link. If you have a managed account, please contact your Advisor for your account’s specific fee schedule. Any applicable fees will be deducted from your available cash in your Equity Trust account. Should your Equity Trust account not have available cash, you agree that fees can be deducted from your available cash in your ETC Brokerage Services account(s). To avoid any processing delay, please ensure that your account at Equity Trust maintains available cash to process the pending transaction.

Equity Trust Company Forms

For accounts which are custodied at Equity Trust Company (“Equity Trust”), please use one of the forms below.

Note: Equity Trust serves as the custodian for alternative investments (not publicly-traded investments).

• Equity Trust – Account Maintenance Form
• Equity Trust – Account Transfer Form
• Equity Trust – Account Withdrawal Request
• Equity Trust – Adult / Guardian Information Form
• Equity Trust – Certification of Beneficial Owners Form
• Equity Trust – Contribution, Rollover and Deposit Coupon Form
• Equity Trust – Direction of Signature DOI Form
• Equity Trust – Distribution Request Form
• Equity Trust – Fair Market Valuation Form
• Equity Trust – Funding Coupon Form
• Equity Trust – Interested Party Designation / Change Form
• Equity Trust – Investment Coupon
• Equity Trust – IRA Application
• Equity Trust – Non Retirement Custodial Account Application
• Equity Trust – Payment Form
• Equity Trust – Power of Attorney Information Form
• Equity Trust – Private Equity Buy DOI
• Equity Trust – Recurring Bill Pay Direction- Designated Representative Fee Form
• Equity Trust – Recurring Distribution Request Form
• Equity Trust – Representative and Firm Designation / Change Form
• Equity Trust – Roth Conversion Form
• Equity Trust – Sale Redemption DOI

If you have traditional assets in your account with ETC Brokerage Services, the below Equity Trust Directed Trustee Agreements and Privacy Notices govern that account, in addition to ETC Brokerage’s Account Owner Agreement. Please select the Agreement that matches your account type:

• Coverdell Education Savings Account Application
• SIMPLE IRA (5305)
• Health Savings Account
• SIMPLE IRA (5304)
• Traditional, Roth, or SEP Individual Retirement Account