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Home | Professionals | RIAs & Broker Dealers | Forms For Broker Dealers

Forms For Broker Dealers

All Forms by Transaction Type

1

Open An Account – Broker Dealers

2

Buy/Sell Investment – Broker Dealers

3

Contribute/ Deposit Funds – Broker Dealers

4

Distribute Funds/ Pay Bills – Broker Dealers

5

Forms For Qualified Plans – Broker Dealers

6

Update Account Information – Broker Dealers

7

Miscellaneous And Other Forms – Broker Dealers

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Equity Trust Company
1 Equity Way
Westlake, OH 44145

Equity Trust Company is a directed custodian and does not provide tax, legal or investment advice. Any information communicated by Equity Trust Company is for educational purposes only, and should not be construed as tax, legal or investment advice. Whenever making an investment decision, please consult with your tax attorney or financial professional. Equity Institutional services institutional clients of Equity Trust Company. Brokerage Services Available Through ETC Brokerage Services, Member SIPC, and FINRA. *Founded in 1974 | Self-Directed IRA Custodian since 1983. The predecessor business to Equity Trust Company was established in 1974 and the IRS approved as a custodian in 1983. **Assets under custody as of 8/31/2021.

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