Resources for Professionals

Case Studies

Offering IRA investing opportunities as part of capital raise strategies.

Case Study: Insitu Biologics

“All of our IRA investors have transferred in; no one has used new money to open their IRA accounts,” he says. “We wouldn’t have gotten those investments if they hadn’t been able to use their IRA money.”
– Jim Segermark, Insitu Biologics CEO

Case Study: Reliant Investments

“About 15-20% of our company’s investment equity comes from individuals utilizing tax-advantaged retirement accounts.”
– Kris Benson, Reliant Investments

Forms to Manage Client Accounts

Forms to Manage Client Accounts

Find all the forms you need here, conveniently organized by industry and transaction type.

IRS Documents

Straight From The Source

Use these links to reference IRS regulations and retirement plan guidelines.

Retirement Calculators

RMD and 401(k) Contribution Calculators

Available from the SEC Investor.gov website:

• Required Minimum Distribution (RMD) Calculator

Available from AARP.org:

• Individual 401(k) Contribution Calculator (2020)

Annual Billing and Fees

Annual maintenance fee (AMF) bills mail in early January, and the due date for the 2022 AMF invoice is Wednesday, March 23, 2022.

Four flexible payment options based on your account profile:

• Auto-pay: automatic debit from your cash holdings on invoice date or by credit card on file on invoice due date, which requires no action on your part.
  • You can enroll in Auto-pay by completing one of the payment options on your annual maintenance fee invoice, by contacting your advisor, Equity Institutional Client Services at 800-955-3434 or via email at [email protected].
• Online:
  • Login to your account online (via myEQUITY) and pay fees via cash in your account or credit card¹, OR
  • If you don’t yet have a myEQUITY login, you can still pay an invoice online with our one-time payment e-check/ACH payment option.
• By Phone:
  • Call 877-833-0927 to pay your invoice via ACH using automated phone prompts or a live service agent.
• Mail: pay your annual maintenance fees by check to address noted on invoice.

Contact Equity Institutional

Sales / Business Development

New Account Inquiries:
Toll-Free: 855-355-ALTS (2587)
Fax: 440-243-9702
Email: [email protected]

Business Development Team
West: 216-538-6690 | Cental: 855-805-5852 | East: 855-621-9862

More details available for IRA Services, Precious Metals Services, Qualified Plan Services and Directed Trustee Services (DTS):